A Comparison of Hobbes’, Locke’s and Rousseau’s Social Contracts
This essay will attempt to argue that Hobbes, Locke and Rousseau were very presumptuous in believing that their social contract theories had captured timeless politico-social insights, applicable to all human beings living under the laws of nature. Short of suggesting that their social contracts were simply convenient fictions to legitimize their personal preferences of ‘democratic practice’, this essay will still endeavor to discuss that the political theories of all three constructionists were genuinely compelling narratives at their time of writing. I use the term of democratic practice deliberately, as aspects of the theory of each of these thinkers can be found in the practice of modern democracies today, including the underlying factor of white supremacy. Even though white and non-white segregation was openly accepted during in the 17th and 18th century, its application is not well received under a contemporary context. I will mostly use Thomas Hobbes’ ‘Leviathan’, John Locke’s ‘Second Treatise of Civil Government’ and Jean-Jacques Rousseau’s ‘Discourse on the Origin and Foundation of Inequality among Men’ and ‘Social Contract’ to substantiate this argument.
In what can only be a sketch, this paper will first outline Hobbes’, Locke’s and Rousseau’s hallowed social contract in the light of the different forms of government to provide a background understanding of the subject matter. It will then move on to critically analyse their differences and similarities. It will do so by examining their social covenant in the context of their time and thus explain their successful reception by the public through the lens of the 17th and 18th century when events connected to the colonization of America were the talk of the day. With Native Americans being in the centre of the many travel narratives crossing the sea, I will use Mills’ Racial Contract as the critical spine of the next part of the essay, which will intertwine the social contract with a contemporary context. Without doubt, Hobbes’ and Locke’s theories are still relevant, as their ideas of the white and non-white divide can still be sensed in a modern milieu, in particular in current democracies that have a history of colonization – Australia being one of them. This paper will end on a lighter note by scrutinizing Rousseau’s contract individually, by taking a closer look at the idea of the ‘Noble Savage’, reflecting a positive attitude towards indigenous people and thus more in sync with the majority of the Australian population today.
II.Hobbes’, Locke’s and Rousseau’s Social Contract and Ideal Government
One must first obtain a thorough understanding of Hobbes’, Locke’s and Rousseau’s political ideas before an analytical comparison can take place. Each of these thinkers has created a social contract in which a person’s moral obligations are formed upon an indirect communal agreement. Thomas Hobbes, as a staunch monarchist, was the first to elaborate and develop on the social contract and was then quickly followed with contrary opinions by Locke and Rousseau. Even though many may argue that their theories have become irrelevant, we still place great emphasis on their moral and political foundations, and will possibly continue to do so throughout western political history.
When analyzing each thinker critically, one must begin with Hobbes, as his Leviathan may have influenced the subsequent theories by Locke and Rousseau. Each of these theories is best understood if divided into two interlinked parts: the hypothetical state of nature, followed by the product of the social contract. Looking through the lens of Hobbes’ Leviathan man’s life in the state of nature was one of “continual fear and danger of violent death” (Hobbes 1660:259). Life in this state was considered “solitary, poor, nasty, brutish, and short” (Hobbes 1660:260). It is a state of perpetual war. With a subjective foundation based on a mechanistic attribute of human instincts, Hobbes believes that humans are utterly self-interested. This hypothetical stance stands in contrast to Locke’s optimistic state of nature, which he describes as reasonably peaceful. Ultimately, Locke’s state of nature was a “state of liberty” (Locke 1690:333) where the laws of nature guided as an overarching moral guideline. Instead of having an initial state of war as Hobbes argues, Locke’s reason for turmoil is the result of property disputes. Rousseau’s view on the state of nature coincides closely with Locke’s. Rousseau similarly believes that in the state of nature, man lives solitary and leads a simple life. It was the inherited capacity for “pity as a natural sentiment that [contributed] to the mutual preservation of the entire species” (Rousseau 1755:438). Just like Locke’s, Rousseau’s state of nature is an ideal state for humans to reside in. However, as time passed “emerging society gave way to the most horrible state of war” (Rousseau 1755:446). Here, Rousseau’s pessimistic hypothesis when considering human development as an interactive society is principally identical to Hobbes.
All three thinkers acknowledged that at some stage there needed to be savior in the form of a social contract. Hobbes universally claimed that in his state of nature individuals are instinctively drawn to that of which they aspire. By recognizing this capability one will long for an escape from the state of nature and thus, Hobbes’ social covenant was born. The inherent idea of pragmatic self-preservation and protection gives humans a logical reason to “voluntarily surrender all their rights and freedoms” and allow a sovereign with “mightiest authority to protect and preserve their lives and property” (Elahi 2015). This enforcement mechanism is agreed upon, so that a civil society can emerge. Locke believes that “where there is no property; there is no injury” (Locke in Rousseau 1755:444) and therefore a form of contract will give protection from property disputes and allow a civil society to live harmoniously under a cloud of external social pressures. Similarly to Locke, Rousseau argues in his ‘Discourse’ that a normative social contract was necessary to respond to the “difficulties multiplied with men” (Rousseau 1755:441), which emerged from the ills produced by the development of society. Since a return to the ideal state of nature is infeasible, humans have to submit themselves to the General Will through a communal contract agreed upon by all equal human beings.
The social contract has such significance, because it legitimizes a form of government. The social contract offers an appealing justification of political power, because it “reconciles the power of the state with the freedom and equality of each associate” (Neidleman 2012). Hobbes’, Locke’s and Rousseau’s personal government preference may vary in their implementation, but they were yet able to agree upon one basic feature of governance – people as their central concern. Government for the purpose of this essay is defined as a form of power, undertaken either by a ruling king, a group of political representatives or the civil society as a whole.
Modern democracies of the western type are characterised as Hobbesian democracies, because in “a modern democracy the State is a political Sovereign of the Hobbesian kind, enjoying a constitutional authority that for all practical purposes is absolute, having the potential of reaching every nook and cranny of its subjects’ life and work” (van Dunn 2015). Locke, in comparison to Hobbes’ absolute authoritarian monarch, favoured a representative authority where “the legislative constituted [by the people] can never be supposed to extend farther, than the common good” (Locke 1690:365), but is yet obliged to secure their natural rights. The Frenchman Rousseau took this Lockean principle of democracy further. He demanded that all political power should reside with the general will of the people, as it is the people that define a sovereign and not an institution. Rousseau suggests in ‘The Social Contract’, “that as soon as any man says of the affairs of the State, ‘What does it matter to me?’ the State may be given up for lost” (Rousseau 1762:501).
III. Hobbes, Locke and Rousseau in the 17th and 18th Century
Keeping this basic framework in mind, this component of the essay will aim to link each of these constructionist theories to their historical context. Through this analysis, one will be able to observe their authenticity through the lens of the 17th and 18th century and thus deduce that the events of the time have shaped the legitimacy of Hobbes’, Locke’s and Rousseau’s political philosophies. This essay will question the foundation the social contract was created upon and conclude that the ‘convenient hypothesises’ they have designed gave logical reason for why a government can only function with a white dominated basis. Thus, a believable fiction, inspired by surrounding events was created, to ultimately legitimize Hobbes’, Locke’s and Rousseau’s personal political preferences. David Hume, Rousseau’s friend, stresses this by stating that:
“As no party, in the present age can well support itself without a philosophical or speculative system of principles annexed to its political or practical one; we accordingly find that each of the factions into which this nation is divided has reared up a fabric of the former kind, in order to protect and cover that scheme of actions which it pursues” (Hume 1748:403).
Even though the social contracts indirectly promoted a democratic form of government dominated by the ‘white population’, it remains imperative to apply the historical lens in which white dominance was a highly favored principle in European society. Therefore, considering the general public opinion of white supremacy, Hobbes’, Locke’s and Rousseau’s discriminatory opinion of Native Americans, was no threat to the historic ethics of the 17th and 18th Century. During this time, 200,000 colonists along the Eastern Seaboard were settling North America and encounters with Native Americans were an inevitable consequence of the colonial movement (Grinde 1990:4). Travel narratives began to swamp the minds of intellectuals and peasants across Europe and a mixture of speculations began arising. America was the talk of the day. As Hobbes, Locke and Rousseau were living and evidently writing during this time, their texts were undisputedly influenced by the stories that travelled the trans-Atlantic sea. With an already existent culture of black slavery in Enlightenment Europe, a new type of non-white ‘sub-humans’ was emerging. An American civilization that was equally behind in human development was thus equally not worthy of the ‘glorified’ social contract. Rule by the ‘industrialized’ and developed ‘whites’ was thus a logical consequence.
However, this only legitimizes Hobbes’, Locke’s and Rousseau’s governance preference of a white-dominated democratic practice. One must individually look at the events surrounding each of their writings to justify the specific form of government they believed to be the valid basis of a democracy, but this essay does not have the capacity to elaborate on these details. It is, though, important to recognize that each thinker was highly influential during the Enlightenment period, having had direct impacts on the Declaration of Independence, the French Revolution and even the evolvement of the English Crown. They were notable literary figures of their time, where the people “saw with their own eyes, not ours” (Grinde 1990:4) and accordingly the words of Hobbes, Locke and Rousseau were held in high esteem. Their hypothetical narratives of the social contract and its qualification with regard to Native Americans seemed logical when viewed through the lens of the 17th and 18th century.
IV. Hobbes’, Locke’s and Rousseau’s contemporary relevance
The question one might ask is, why Hobbes’, Locke’s and Rousseau’s social contracts still have contemporary relevance, when parts of their hypotheses are evidently outdated in a world where Native Americans are not savages anymore and racial discrimination is seemingly in decline. I deliberately say part, as many components are “testimonials of intellectual genius and integrity” (Bewaji 2015); but for the purpose of the essay, I will narrow the social contract to its damaging racial aspect. Many liberal democracies have evidently adopted theoretical foundations from the Hobbesian democracy, to Locke’s representative government, followed by Rousseau’s idea of the ‘General Will’. They have embraced a combination of these principles and have thus subsequently carried along with them an underlying dynamic of white supremacy. This social structure may have been widely accepted in the 17th and 18th century, but has become obsolete today. Australian society for example, based on a British code of standard, had willingly adopted ‘white Australia’ policies. Having initially read the contract situation as “historical agreements to erect and maintain white supremacy” (Cudd 2000), Australia as a result still continues to be haunted by its inhumane treatment of Aboriginal Australians in the 19th century. Even Mills’ Racial Contract argues, that the society we currently reside in continues to encompass features of a ‘white supremacist state’.
Evidently, the idea of white supremacy has its roots in the social contract, in which it implies that those that do not belong to the category of ethnic Europeans remain of a lower social ranking. I will begin by looking at how Hobbes’ social contract makes this distinction. In terms of imperial conquest, Hobbes implied that the overarching status of white men did not trouble him. His justification lies in a passage of his Leviathan, in which he states that “where nevertheless they are not to exterminate those they find there; but constrain them to inhabit closer together, and not to range a great deal of ground; to snatch what they find; but court each little plot with art and labour to give them their sustenance in due season” (Hobbes 1660:322). Here, he advocates that European Nations have the right to appropriate occupied land they may find, indirectly making a stratified distinction between Native Americans and Europeans.
In Hobbes’ Leviathan literature of the social contract, this distinction is mostly evident in his state of nature. Hobbes state of nature is depicted as “the war of every man against every man” (Hobbes 1660:260). Painting an image of obscurity and pessimism, he continues to argue that “there was never such a time or conditions of war as this” (Hobbes 1660:260). More interestingly, he later mentions that, ”there are many places as they live so now” (Hobbes 1660:260). Mills suggests that this contradiction could only be consistent if Hobbes’ “literal state of nature is purely reserved for whites” (Mills 1997:64). Therefore as “the most notorious state of nature in the contractarian literature is really a nonwhite figure” (Mills in Valls 2005:47), Hobbes suggests that without a social contract even Europeans could descend to the ‘brutish’ state in which Native Americans were residing. His escape from such a consequence was an absolute sovereign ruled by a man of the state, so the controlled exercise of power can ultimately protect the people from themselves.
Locke similarly describes Native Americans as not worthy of his contract. This is best visible in the description of his state of nature, which is normatively regulated by non-prudential natural law under which money and property already exists. He famously argues in his ‘Second Treaties’ that God has given the world to the “industrious and rational”, while in America one found “wild woods and uncultivated waste” (Locke 1690:340) left for the idle ‘Indians’. This mental division of supremacy and subordination indicated that those Europeans who have long left the state of nature could lawfully overwrite the property law, if it was to seize the land on which Native American ‘savages’ reside. Even though the purpose of Locke’s reluctant democracy was to secure natural rights, such as that of property and liberty, the description of Native Americans in his social contract justified the merciless stripping of inalienable human rights. This premise later gave legitimacy to the expropriation contract, which suggests “the principle philosophical delineation of the normative arguments supporting white civilizations conquest of America” (Williams in Mills 1997:67) and in the following years also extended its adoption to the Pacific.
A recount as such, sparks the memories of Australian history, which accurately mirrored this western cultural psyche. Almost identical to the situation in America, “Captain James Cook had taken possession of eastern Australia as ‘terra nullius’, land not effectively belonging to anyone” (Barta 1987:240). Colonel George Arthur, who was in charge of the settlement in 1826, even confessed that there will not be a “restoration of the land to savages who had never known how to make it productive” (Barta 1987:240). Once again, widely accepted socio-political values demanded that Indigenous people were not worthy of the social contract, despite the fact that their dreamtime stories could be considered the equivalent of a social contract, that had been in place for 50,000 years. It was nothing short of white condescension to call Indigenous people ‘savages’. An underlying sense of white and non-white segregation is unfortunately still embedded in our society today, suggesting that the recovery from such brutal behaviour still continues to prolong without much success.
Rousseau on the other hand, could be seen as the most racially innocent out of all three thinkers. After all, Rousseau reasoned that “nature in giving men tears, bears witness that she gave the human race the softest hearts” (Rousseau 1755:437). His writings have been associated with the external term of a ‘noble savage’. This can be seen, firstly, through Rousseau’s ‘Social Contract’, where he makes no distinction between whites and non-whites, as “no man has a natural authority over his fellow man” (Rousseau 1755:468). Secondly, Rousseau was assumed to have taken an object lesson from this ancient civilisation as they visibly mirrored his ideal form of government where people are the constituents of a nation and institutions are not. According to him, “natural freedom is the only object of the polity of the savages; with this freedom do nature and climate rule alone amongst them . . . they maintain their freedom and find abundant nourishment” (Rousseau in Grinde 2015:4). This optimistic view of the environmental determinism, shaping the lives of Native Americans, in fact, inspired the democratic ideal of freedom of many of his contemporaries.
However, Rousseau’s paternalistic praise of Native Americans remains limited. An appreciation for healthy animals as Mills suggests, does in no way promote equality, let alone place them in the same social standing as Europeans. Thus, even if Rousseau’s noble savages are “physically and psychologically healthier than the Europeans of the degraded and corrupt society, they still remain ‘savages’” (Mills 1997:69). Therefore, even in Rousseau’s rather encouraging account of his social contract “an underlying racial dichotomization and hierarchy of civilized and savage remains clear” (Mills 1997:69). Therefore, one can daringly assume that the social contract theories of each thinker, some guiltier than others, promoted a domination of white civilisation, in which we still reside to this day.
V. Conclusion
In what was only a sketch, this essay concludes with the assertion that Hobbes’, Locke’s and Rousseau’s social contracts were convincing explanations for ideal forms of governance in the 17th and 18th Century. Through the lens of this historical period, racial discrimination towards Native Americans in each of their theories was considered acceptable and was even employed as a justification for white supremacy. However, these ideas are less admirable on today’s political stage as in reality many modern democracies are still recovering from the discrimination that had once been embedded in the foundations of civil society. Rousseau offers the least discriminatory approach towards Native Americans, thus possibly making him the most valuable contributor to contemporary ethical politics. With white domination still present in many societies, modern democracies should not respond to this issue by simply “adding non-whites into the mix of our political institutions, representation and so on” (Friend 2004), but should instead revisit the social contract theories by Hobbes, Locke and Rousseau and acknowledge the origins of this systemic exclusion. On that basis, a new social contract may come into existence, in which the equality of white and non-white human beings is not just an egalitarian façade. In spite of this poignant flaw, each social contract has laid imperative foundations upon which responsible government and contemporary constitutionalism were founded (Olynyk 2012).
*The direct quotes from Hobbes, Locke and Rousseau are all from the book ‘The Broadview Anthology of Social and Political Thought’. However, the year the Harvard Referencing indicates refers to the year their original texts were written, rather than the publishing year of Broadview (2008).
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